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SCIENTIFIC
EXPLANATION
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The usual usage
of the term 'explanation' broadly includes relating a fact to something
else in our experience. As such, the word is used in much the same way
as the word 'understanding'. As such, science
aims to be descriptive and not prescriptive (not norm-setting). Thus
science avoids trying to answer questions of 'why' something exists
or happens by giving an exact and exhaustive description of 'how' a
thing is or occurs. Scientific theory avoids, as far as possible, metaphysical
assumptions and speculations in favour of empirical observation and
generalised description. Descriptions can be generalised where they
report on the essential features of events, such as we often term causes
and effects and the type of operative conditions that must accompany
these. Accidental or irrelevant facts are thus eliminated. Empirical
laws are basically only summaries of the essential features of a large
number of differing sorts of observation. Their 'explanatory' function
lies in the degree of generality and precise abstraction (often mathematical)
of such 'laws', which allow one to make accurate predictions about any
number of particular instances of the same type as those upon which
the law was originally based. In the following
differing types of explanation are distinguished at the outset, before
considering the methods involved in more detail. Extensional and Intentional Explanation As made clear in the foregoing section, there is a very distinct difference between using intentional and, extensional frames of reference in interpreting symbolic behaviour (such as language). Applying the same distinction to types of explanation, one may speak of extensional explanations as opposed to intentional ones. Extensional explanations are those which depend on demonstrating that an event is the result of physical causes using evidence that is always ultimately dependent upon sensory observation. Thus, 'extensional1 explanations are those that are based upon the material world of 'extension' (i.e. of matter in space/time). They are typified in the exact natural sciences, where they take the form of causal theories. Extensional explanations are those that assume the existential primacy of the 'external world' of commonly-observable and 'objective' phenomena as the frame of reference for our common scientific knowledge. As such, extensional explanations reject as 'subjective' and secondary all the facts of consciousness or the 'inner world', eliminating these where possible (eg. as in the form of observer bias or 'subjective interpretations of meaning' of phenomena). In. short, all intentional explanations are rejected from the strictly physicalistic scientific viewpoint. Intentional explanations are those which depend upon showing that an event is the result of purposive agency, using evidence that always ultimately depends upon the valid interpretation of the agent's meaning or purpose. Intentional explanations can be about both subjective and objective phenomena, thus they include both facts of sensory experience and of consciousness in their sphere of study. Such intentional explanations cannot simply be judged true or false by reference to observation because 'meaning' is not an objectively-observable fact, but a 'subjective' or psychic fact accessible only to interpretation upon the basis of evidence, testimony, reasonable argument etc. As such, intentional explanations are those whose explanatory force ultimately lie in the 'inner' experience of meaning as evaluated or 'intuited' by the interpreter of the act or event in question. Their focus is less the outer 'substantive' world than the inner world of intuited meanings... whether this so-called 'inner world' is purely individual or is also collectively-shared. Intentional explanations are typified by the historical sciences wherever events or acts are explained by reference to such intentions as motives, purposes, guiding ideas etc. Historical events that come about as the consequence of a number of persons' actions (possibly combined with given objective circumstances, prevailing conditions etc.) are explained by reference to intentional meanings (possibly combined with empirical studies of the existing conditions) so that the end result is an intentional explanation supported by reference to objective conditions. The validity of such an explanation cannot in principle be tested by empirical means for it will rely mostly upon testimony (interpretative reports made by 'subjective' observers) and the researcher's own interpretation of the evidence as a whole. Whether such a theory gains wide scientific recognition or not will often depend much more upon a variety of other factors than the degree of demonstrability of its truth. (These factors may be infra-scientific (such as its rationality, its 'formal' acceptability as regards such things as the reliability of sources quoted) or extra-scientific (such as whether the theory 'catches interest' or is controversial, whether its propagation is heavily funded or not, even whether it opens up possibilities of further researcher employment or not etc.).
Some sciences have
as their subject matter both objective physical and subjective psychical
phenomena (i.e. both extensional and intentional phenomena), for example,
sociology studies the consequences of human actions and interactions
upon society. Society is not simply a physical reality, it is also something
which exists by virtue of the minds of its social members and which
also derives its particular nature or organisation at any epoch or place
from the way it is conceived and 'run by its partakers. A study of society
will therefore necessarily involve a researcher in accounting for both
the objective conditions that prevail at any time (physical, climatic,
geographic, economic, demographic etc.) and the subjective conditioners
too (such as the actions of individual policy-makers and the concerted
meaningful action of groups to alter physical conditions or any other
conditions than may arise in matter of the non-natural sciences has
been succinctly described by Jean-Paul Sartre as the "practical-inert
field". Society is the result of historical human action (praxis)
working upon the 'inert' matter of nature. Thus, buildings have various
functions for the members of a society and, as such, are social as well
as physical facts. Their inert matter is given meaningful form by the
'subjective' intentionality of praxis (i.e. the purposeful, meaningful
action of individuals and groups).
This type of explanation
is a special case of functional explanation and is found in general
biology, including ecology. Morphological explanation is an empirically-based
account of an organism's particular 'form' (Gr. morphe) as being functional
towards some naturally pre-determined goal. (it is sometimes also called
teleological explanation} telos Gr. goal, purpose).
It is widely accepted, that the natural or physical sciences aim at a system of generalisations about observed facts referred, to as 'causal explanation' of events. The layman view of a cause is that it is something which has some peculiar quality or power which it 'possesses' to produce the 'effect'. Here lies a main divergence from the scientific point of view which sees the cause as en event. The term 'cause' does not express any 'peculiarity' that an event possesses - but is rather a satisfactory name for the event which precedes another to which it is repeatedly related. Furthermore the popular view differs in that, where a complexity of events is observed, it regards that event which is most striking or predominant as the cause rather than what is essential and 'immediate', for practical purposes it is common to name the cause vaguely - as when we want to avoid the spread of an infectious disease like T.B. we practice hygiene because unsanitary conditions cause tuberculosis. A medical scientist will of course isolate the cause of the incidence of T.B. to the introduction of particular germs into the system, examining the chain of events that is essential to each case of that illness. For the scientist, then, each typical event has a typical immediately preceding cause. A logical definition may be: An immediate cause is one event which is directly antecedent to another, called the effect - the two events being so related that the one can always be observed as following the other in the same sequence. Both are part of a continuous process such that no distinct line can be drawn between the two events - only a vague separation conceived in thought: 'A line of separation, but a line without definite edges' has been used to explain this. Since both events are part of what is best described a 'process' - and since a process requires duration of time - however short or long - the 'cause' always precedes the 'effect' in time. neither are the two events separated in sequence by any other event or events which are unrelated. This definition is good in so far as we are concerned with only one isolated 'cause' and its 'effect'. In most material situations there is a complicity of events which seem to be inter-dependent in the most complex ways. Hence it is called an 'immediate' cause. This means one cause related to one, single 'effect' and isolated in thought from all the other inter-related events - the immediate cause being that which is related closest to the effect and that which is essential to its production.
It is firstly necessary to distinguish between laws arrived at by genuine induction and summary laws. A summary law is one which is merely the sum total of previous observations - or - in most cases the term refers to a summary of previously established laws. Boyle's law is a summary law in the sense that it is merely an addition of the established laws of causal connection established in the case of each known gas. Hence, we cannot obtain explanation of any of these causal laws by mere reference to the summary of them (i.e. Boyles Law). It is only when a law is arrived at by genuine induction that we can refer to it for explanation. In the case of Boyle's Law the genuine induction takes place when the generalisation "all cases of this gas show an inverse variation between pressure and volume at a constant temperature" is drawn from the experimental data. There is a tendency
to call these more comprehensive genuine inductions 'theories'. On the other hand,
a 'theory' is sometimes used to refer to a suggested hypothesis which
is, as yet, insufficiently verified. Its antithesis in this sense is
the term 'fact' when it refers to "an event (in the widest sense)
when it is the case in Nature".
The term 'empirical generalisation' can be defined as 'generalisations of a less comprehensive character that cannot be deduced from theories'. They are therefore considered to be unexplained themselves and are more descriptive than explanatory. Being themselves in need of explanation, they are not sufficiently connected with other established generalisations or 'laws' to make them extendable to all cases. Empiricial generalisations arise in the more preliminary stages of any exact science before they can be brought under principles of greater generality. When this is made possible, usually by the further discover of principles at a high level of generality (i.e. such as the discovery of E= mc2 or of quanta theory, or of the D.N.A. double-helix structure), they are no longer isolated empirical generalisations but assume the status of established scientific principles.
Causal explanations are all extensional. So, even if the above 'model' of the structure of a scientific system, is universally valid in the natural sciences, it cannot be said to be so for the human-historical sciences. For these latter, the conscious designs of human will (i.e. intentional behaviour) are always somehow a factor in their subject matter, however indirect its influence. Causal explanation is still held up as an ideal by researchers in some branches of the social sciences (notable experimental behavioural studies, demographic or other 'mass' sociological studies). This raises the central issue as to whether or not human behaviour - including intentional behaviour - is always and only causally determined. If so, the physicalistic causal model (one effect -has only one immediate cause) becomes problematical. Further, the issue of whether meaningful acts can be studies only as physical events arises.
There are usually many different circumstances necessary for the production of an 'effect' - and the popular view is that each of these circumstances is a 'cause' of the 'effect'. This is called the doctrine of 'plurality of causes'. Now, in many cases, after closer analysis of the causes - and especially of the effect, this 'plurality of causes' disappears and we are left with one essential or 'immediate' cause. For example, when we say 'there are many causes of misery' we often neglect to realise that there are many kinds of misery - each produced by its own kind of cause - such as misery from lack of money, from the death of a near relation, from loneliness, etc. All logicians and scientists agree that plurality disappears in most cases after closer examination. Some logicians, however, hold that plurality cannot exist in a causal relation. They assert that the statement 'If A is the cause of B' is reciprocal (that 3 can only be produced by A). Other logicians deny the certainty that plurality cannot exist - and prefer to suspend judgement indefinitely. This seems more sensible since those cases where we have not yet succeeded in discovering the one immediate cause (where a plurality still seems to exist) may be cases in which plurality actually does exist. To this extent experience shows a plurality of causes. Most schools of thought recognise the cautionary value of the doctrine of 'plurality' - for when we observe seeming plurality we are reminded that we may also be observing a plurality of effect - and so we are prompted to analyse further. Where one lacks exact methods to demonstrate single essential immediate causes, such as in the social and historical sciences generally, the reason may lie in the nature of the subject matter. Insofar as any study in psychology, sociology or history deals with human acts - whether at the individual or the collective level -rather than with natural phenomena, the thesis of voluntarism or free will have to be considered. The thesis of voluntarism holds that, since human acts are not compulsory reactions to stimuli, but are deeds consciously-evaluated and chosen among possible alternatives, they cannot in principle be explained causally with scientific rigour. In accordance with this thesis, human acts are distinguished as such by being essentially meaningful to the agent(s) and not being unintentional reactions to stimuli. Thus, acts cannot be observed or measured as if they were natural phenomena because this is to reduce them to mere physical behaviour and lose the essential phenomenon, the meaningful agency that makes an act what it is.
The above thesis of voluntarism, if accepted, implies a denial of the Principle of Universal Causation. This principle holds that 'every event has a cause'. As already discussed, there is ho way in which this principle can be proven empirically or even by conclusive logical argument. The view of human action as being a meaningful choosing between alternatives almost invariably implies a thesis of indeterminacy, holding that not all phenomena are-determined according to invariable laws by proceeding events. As empirical evidence to support this principle the common experience of freedom of volition is forwarded. If one understands what it means to make a choice without being under external or internal pressure, one has the experience. Further, Heisenberg's principle of indeterminacy in quantum physics is often referred to as supporting evidence for the thesis of voluntarism. Heisenberg's principle implies that the movements of the individual atomic particle are unpredictable in principle. Only at a mass level can the movements of elementary particles be predicted. This thesis is used to argue for indeterminacy of human acts, both because it is an instance of a type of 'uncaused event' itself, and by analogy. The analogy is that, just as the behaviour of an individual particle cannot ever be predicted with scientific certainty, nor can the individual person's acts be predicted with certainty. True, some may prove to be predicted correctly in advance of the act, but the prediction is no better than an informed guess in principle. Similarly, the movement of large numbers of particles can be predicted on average, leading to the analogy that the behaviour of large numbers of persons can be predicted on average. For example, one may predict with a very high degree of likelihood that the citizens of India will not, on average, earn a wage higher than the citizens of the U.S.A. within a decade. The prediction, is not certain (since the U.S.A. might be destroyed by a nuclear catastrophe of 'local' proportions in the meantime), but it is highly likely if other conditions remain largely within the same limits that have applied since the beginning of the century. Meanwhile it is evident that one cannot predict whether any individual Indian citizen will not earn more than any individual U.S. citizen with any degree of certainty. All that is required to invalidate such a prediction is that an individual wins a large lottery and can then live from interest earnings. In this example it is seen how precise prediction of human activities or affairs is a chimera, even if it were' desirable, due to the practical unfeasibility of knowing the operative conditions sufficiently well to have a situation even remotely comparable to that achievable in the laboratory. The operative conditions of any human action cannot be delimited, ultimately they extend to the overall movement of world history. Those who reject the thesis of voluntarism, however, hold that the experience of freedom of will is merely a subjective accompaniment of an objective series of physical events which are probably subject to causally-determining precedent events (causes). Though the thesis of indeterminacy is denied, the opponents of voluntarism invariably hold back from asserting that 'every event has a cause' is true. Hume's view is most common here, that we cannot prove universal causation, but we must work on the assumption that a cause will eventually be found for everything, including human acts. Such a view rejects the distinction between 'causes' and 'motives'. Human acts - whether individual or collective acts - can be explained causally as physical events, according to anti-voluntarists. The psychic experiences (say of freedom of will, effort of will etc.) which accompany these can also be explained, for they are reduced to physiological or electro-chemical events for causal analysis, holds the voluntarist. It is pointed out that this explanation is possible in principle, but so far impossible in practice due to our limitations in neurological knowledge (i.e. of the brain). Those who reject the above thesis of 'causal reductionism' or 'physical reductionism' -i.e. those who accept voluntarism -hold that, insofar as human behaviour is conscious and intentional it cannot be scientifically explained, but must be interpreted as to its intentional meaning if it is to be understood. This view regards the psychological and social sciences as primarily concerned to understand (by Verstehen) the individual development of personality and the collective movements of society and history rather than seek causal explanations (Erklärung). As a secondary part of the task which applies insofar as human behaviour is non-intentional and non-conscious, causal explanations are to be sought for these aspects of human behaviour. In physiological-psychology, for example, a causal explanation of irrational behaviour - anger without cause etc. may prove to be the presence of brain tumour. So, what in ordinary language is often called 'anger without cause' proves to have a precise natural cause. What it lacks, is motive ... that is, a reason, grounds or what one thinks of as an 'intelligible' purpose.
The high prestige historically accorded, to natural science is generally recognised as being rooted in its ability to predict accurately with consequent 'useful' technological innovation as a result. This is also largely due to the precision of its hypotheses and/or theory, which can be mathematically formulated and applied. In the natural sciences the ability to make accurate predictions is extremely high in some fields. Where the advancement of theory and experimental practice allow very accurate measurement and therefore the quantification of data, the likelihood of precise prediction is high. Such is the case in physics, including astronomy, optics, molecular biology etc. In other natural sciences such as general biology, including zoology, botany etc., or geology, - where 'qualitative' factors still play an important role because all factors cannot meaningfully be quantified, - the likelihood of accurate predictions in field circumstances is generally low. In general, there
are two main limitations in natural scientific predictability, as follows:- In the human sciences, there is a possibility of the 'self-fulfilling prophesy' arising. This is the case where a prediction tends to become true due to the fact of its having been made. For example, a prediction of the following sort might tend to be self-fulfilling: 'On the basis of the information that only around 1% of moderate to large-scale tax evaders are ever caught, it is predicted that tax evasion will increase yearly throughout the decade'. This prediction may act as a suggestion to potential tax evaders. A similar function may be involved where predictions are based on the continuance of existing trends. For example, to predict the rate of increase in use of private cars as a basis for road and vehicle planning policy, may tend indirectly to increase the pressure on families etc. to own a private car (due to the reduction in public transport etc. that is brought about by the same trend and prediction). Planning on the basis of predicted trends can be likened to driving a car by watching the road only through the rear mirror. One robs oneself of the power to create policy by believing too much in the trend that results from previous policies. |
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